Job Description

We are currently seeking qualified candidates to join Beacon Pointe Advisors a Compliance Associate reporting to the Director of Compliance to participate in the development, implementation, maintenance, and testing of Beacon Pointe's compliance program. Responsibilities will include providing administrative support to the Compliance team; helping manage the firm's compliance tasks and compliance program.

We are looking for a self-motivated, detail-oriented candidate with strong analytical skills who will excel in a fast-paced, team-oriented environment. The ideal candidate will have a background in the investment advisory or financial services industry, and a basic knowledge of the rules and regulations applicable to registered investment advisers.

Responsibilities

• Provide administrative support services to the Director of Compliance
• Assist in conducting compliance reviews of the firm's partner offices
• Maintain, update, and oversee the compliance monitoring tools to aid in the adherence to client guidelines and the enforcement of the firm's Code of Ethics and Policies and Procedures
• Assist in completing and reviewing compliance and due diligence questionnaires
• Compile and prepare required data and reporting information for various regulatory filings (e.g., Forms 13F, ADV, etc.)
• Perform various tasks, tests, reconciliation, and documentation in support of meeting compliance objectives
• Assist with other projects as assigned
• Other duties, as assigned